Often referred to as the truth in securities law the securities act of 1933 has two basic objectives require that investors receive financial and other significant information concerning securities being offered for public sale and prohibit deceit misrepresentations and other fraud in the sale of securities. Following the stock market crash of 1929 the us congress enacted the federal securities laws and created the sec to administer them there are two primary sets of federal securities laws that come into play when a company wants to offer and sell its securities securities act of 1933 securities act. Securities regulation in the united states is the field of us law that covers transactions and other dealings with securitiesthe term is usually understood to include both federal and state level regulation by purely governmental regulatory agencies but sometimes may also encompass listing requirements of exchanges like the new york stock exchange and rules of self regulatory . Federal securities law violations later versions of this document will include a discussion of the various types of securities law violations that occur under federal law including insider trading market manipulation fraudulent financial statements and similar topics mark j astarita esq. The securities act of 1933 also known as the 1933 act the securities act the truth in securities act the federal securities act and the 33 act was enacted by the united states congress on may 27 1933 during the great depression after the stock market crash of 1929
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